MaxK Financial respects your privacy and recognizes the importance of protecting your personal information. This notice explains how we collect information based on your interactions with our websites, mobile sites and applications and digital ads. Please read this Online Privacy Statement, which includes more information about how MaxK Financial collects, uses, and discloses personal information.

Online Information Collection on MaxK Financial’s Website

a. Personal Information

You can visit and browse the MaxK Financial website and find out about our services, check a stock quote and access other information without providing us with your personal information beyond the collections of information described in this privacy statement. When using our website in this manner, beyond the collections of information described in this privacy statement, we collect personal information only when you voluntarily submit it, such as by sending us an email message or completing a form. Information you send us will be used by us and our affiliates only to offer you the highest level of service and to complement our marketing and research efforts. [Personal information that you provide will not be disclosed, unless we are required or permitted to do so by law.]

b. IP Addresses

MaxK Financial web servers collect your Internet protocol (IP) address for our system administration and internal reporting purposes. We use this information to improve our website, develop marketing, monitor website performance and better meet client needs. When you view pages on our website, our servers log your IP address. Using IP addresses, we can determine the domain names of Internet service providers (ISPs) used to access our website.

c. Cookies

MaxK Financial’ website functions are based, in part, on your browser’s ability to accept  cookie files. Cookies are pieces of information that a website transfers to your hard drive that allow you to more easily navigate a website and customize website features that are updated each time you visit a website. For example, our website uses cookies to direct you to your financial advisor’s home page and to help you build a personalized list of stock quotes for you to view.

Cookies also help us  track repeat visits to our website. Most browsers are initially set up to accept cookies. You may set your preferences to refuse cookies; however, this
may limit your access to some areas of our website, and may prevent your use of Online Access.

We may also use cookies in our online advertising to monitor websites to determine which of our advertisements are most likely to appeal to you, to display advertisements to you and then monitor your response. Please see section V. Advertising below for more information.

d. How We Respond to Do Not Track Signals

If you have enabled your Internet browser to refuse cookies or have selected a “do not track” preference, we will not collect personal information about you. In addition, when you visit our website, third parties will not collect personal information about you or your online activities over time or across websites.

e. Browsers

We may collect certain
information from your browser, such as your media access control (MAC) address, device type, screen resolution, operating system version and Internet browser type and version. We use this information to ensure that our websites function properly and also for security reasons.

f. Pixel Tags, Web Beacons, Clear GIFs or Other Technologies

These technologies may be used with some of our web pages, mobile applications and HTML-formatted email messages to measure the effectiveness of our communications and success of our marketing campaigns. We may also use these technologies to compile statistics about usage and response rates and to help us resolve visitor questions about using our website.

g. Location Tracking

We may collect information about your physical location through our websites and mobile applications. An example includes your physical location when you search for a
nearby financial advisor using your mobile device.

Links

For your convenience, our website may contain links to other websites. This does not imply any affiliation with, or an endorsement, authorization, sponsorship or promotion of a non-MaxK Financial website or its owner. MaxK Financial accepts no responsibility for the content, products or services provided on linked websites. If you choose to access such non-MaxK Financial websites, you do so at your own risk, and you should be aware that those websites are governed by their own terms and conditions and privacy policies.

Email

To improve our service and meet regulatory requirements, MaxK Financial may monitor, review or act upon emails you send to us. Email messages sent on the public website are not encrypted.

Changes to this Statement

By viewing or using a website, mobile site or application with us (including Online Access), or by otherwise indicating your acceptance of our privacy statement, you consent to the collection, use and disclosure of your personal information as explained above.

MaxK Financial may change this privacy statement at any time by updating it on this site without providing further notice to you. You agree that if you view or use the site or your account after this privacy statement is updated, your continued viewing or use indicates your consent to the collection, use and disclosure under the updated privacy statement. You agree to regularly review this privacy statement to be aware of any changes. At the time of a change to this privacy statement, you have the right to reject such change by discontinuing your use of the site or your account.